Qiu, Xiaowen 邱曉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Countrywide Capital Markets Asia (H.K.) Limited | Rep | Dealing in securities | 2007-04-04 | 2008-04-24 | RO | Dealing in securities | 2008-04-24 | 2008-08-31 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2011-10-31 | 2011-12-16 | RO | Dealing in securities | 2011-12-16 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-06-14 | 2011-09-17 |
| 4 | Newedge Broker Limited | Rep | Dealing in securities | 2008-09-17 | 2009-07-31 | Rep | Automated trading services | 2008-10-27 | 2009-07-31 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2008-09-17 | 2011-09-17 | Rep | Dealing in futures contracts | 2010-06-14 | 2011-09-17 |
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