Sclater, Alastair James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Global Prime Partners (Asia) Limited | RO | Dealing in securities | 2015-08-05 | RO | Dealing in futures contracts | 2016-04-22 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-02-10 | 2011-03-30 | Rep | Dealing in securities | 2011-02-10 | 2011-03-30 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-06-30 | 2013-04-04 |
| 4 | PUREHEART CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-09-12 | 2014-03-19 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-06-30 | 2013-04-04 | Rep | Dealing in securities | 2011-06-30 | 2013-04-04 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-07-16 | 2010-05-15 |
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