Shahrokhi Sadr, Ali Reza
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-03-24 | 2007-04-20 | Rep | Dealing in securities | 2006-03-24 | 2007-04-20 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2007-06-01 | 2009-01-22 | Rep | Automated trading services | 2007-06-01 | 2009-01-22 | Rep | Dealing in securities | 2007-06-01 | 2009-01-22 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-07-29 | 2011-11-29 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-07-29 | 2011-11-29 | Rep | Dealing in securities | 2010-07-29 | 2011-11-29 |
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