Shi, Tiger Chenghu 石成虎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANDS Capital Management Limited | RO | Asset management | 2023-12-13 | |
| 2 | BANDS Financial Limited | RO | Dealing in futures contracts | 2015-10-13 | |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-12-24 | 2013-07-16 | RO | Dealing in futures contracts | 2013-07-16 | 2015-01-16 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2006-11-30 | 2007-06-07 | Rep | Dealing in futures contracts | 2008-07-14 | 2012-06-22 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2008-07-14 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-07-14 | 2009-07-31 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-06-22 |
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