Yam, Wai Tak 任偉德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Bright Point International Futures Limited | RO | Dealing in futures contracts | 2018-03-16 | |
2 | Bright Point International Securities Limited | RO | Dealing in securities | 2018-08-22 | |
3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2006-05-07 |
4 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2013-12-05 | 2015-12-30 | Rep | Dealing in futures contracts | 2013-12-05 | 2015-12-30 | RO | Advising on futures contracts | 2015-12-30 | 2017-11-30 | RO | Dealing in futures contracts | 2015-12-30 | 2017-11-30 |
5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-10-25 | 2017-04-07 | RO | Dealing in futures contracts | 2017-04-07 | 2017-11-30 |
6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2006-05-07 |
7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-27 | 2012-09-28 |
8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-27 | 2012-09-28 |
9 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2011-12-31 |
10 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2006-05-15 | 2009-07-31 | Rep | Dealing in securities | 2006-05-15 | 2009-07-31 | Rep | Automated trading services | 2006-05-17 | 2009-07-31 |
11 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-12-31 | Rep | Dealing in securities | 2008-10-13 | 2011-12-31 |
12 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-31 | 2006-05-07 |
13 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-08-31 | 2006-05-07 |
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