Lo, Ji-An 羅吉安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-07-11 | 2009-08-01 | RO | Asset management | 2008-06-12 | 2009-08-01 |
| 2 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2010-09-27 | 2011-10-01 |
| 3 | SJS Markets Limited | Rep | Dealing in securities | 2009-08-17 | 2010-09-16 |
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