Luk, Ka Fat 陸家發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 3V Capital Limited | RO | Advising on securities | 2005-07-18 | 2007-02-08 |
| 2 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2003-10-22 | 2004-03-18 | RO | Advising on securities | 2004-03-18 | 2005-06-27 |
| 3 | NEXUS INVESTMENT MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-03-16 | Rep | Asset management | 2011-03-16 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2007-02-13 | 2007-05-19 |
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