Sum, Hong Ning 沈康寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NEXUS INVESTMENT MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2005-12-22 | 2006-07-22 | Rep | Asset management | 2005-12-22 | 2006-07-22 | Rep | Advising on securities | 2007-06-07 | 2020-05-05 | Rep | Asset management | 2007-06-07 | 2020-05-05 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2006-08-14 | 2007-04-20 | Rep | Asset management | 2006-08-14 | 2007-04-20 |
| 3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-14 | 2007-04-20 | Rep | Asset management | 2006-08-14 | 2007-04-20 |
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