Sin, Wai Hung 冼偉鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2006-03-27 | 2010-07-13 | Rep | Asset management | 2006-07-18 | 2010-07-13 | Rep | Dealing in securities | 2009-03-03 | 2010-07-13 | RO | Advising on securities | 2010-07-13 | 2013-03-13 | RO | Asset management | 2010-07-13 | 2013-03-13 | RO | Dealing in securities | 2010-07-13 | 2013-03-13 |
| 2 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2005-12-05 | Rep | Asset management | 2005-12-05 |
| 3 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-02-10 | 2006-02-28 |
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