Cheung, Katherine Ka Yee 張嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2008-07-11 | 2010-11-30 |
| 2 | Greater China Asset Management (HK) Limited (b2011-10-21) | Rep | Asset management | 2016-06-30 | 2018-04-06 | RO | Asset management | 2018-04-06 | 2024-01-31 |
| 3 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2016-06-30 | 2018-04-06 | RO | Dealing in securities | 2018-04-06 | 2024-01-31 |
| 4 | Lion Global Financial Limited | Rep | Advising on securities | 2011-03-02 | 2012-04-25 | Rep | Dealing in securities | 2011-03-02 | 2012-04-25 | Rep | Asset management | 2011-03-02 | 2016-01-14 | RO | Advising on securities | 2012-04-25 | 2016-01-14 | RO | Dealing in securities | 2012-04-25 | 2016-01-14 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2003-04-15 | 2004-08-05 | Rep | Dealing in securities | 2003-04-15 | 2005-04-14 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-05-26 | 2008-06-02 | Rep | Dealing in securities | 2007-09-12 | 2008-06-02 |
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