Chung, Sandy Lai Sze 鍾麗詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2006-09-04 | 2011-08-01 | Rep | Dealing in securities | 2009-03-02 | 2015-02-11 |
| 2 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-08-14 | |
| 3 | TC Investment Management (Asia) Limited | Rep | Advising on securities | 2015-06-17 | 2019-10-08 | Rep | Dealing in securities | 2015-06-17 | 2019-10-08 |
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