Kong, Yee Ching 江依澄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2015-03-27 | |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-14 | 2006-05-29 |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2007-06-04 | 2012-03-20 | Rep | Dealing in securities | 2009-03-02 | 2012-03-20 |
| 4 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on securities | 2004-12-10 | 2005-03-31 |
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