Kwan, Po Tim 關寶甜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-18 | 2018-12-05 | Rep | Dealing in securities | 2015-03-18 | 2018-12-05 |
2 | iBest Consultants Limited | Rep | Advising on securities | 2012-06-13 | 2018-12-05 | Rep | Dealing in securities | 2012-06-13 | 2018-12-05 |
3 | Lion Global Financial Limited | Rep | Advising on securities | 2008-11-17 | 2012-01-18 | Rep | Dealing in securities | 2009-03-02 | 2012-01-18 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-27 | Rep | Dealing in securities | 2019-05-27 |
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