Lam, Kwong Ling 林廣玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ATHENA WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-07-31 | |
2 | JIMEI WEALTH MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-08-08 | Rep | Advising on securities | 2003-08-08 | Rep | Asset management | 2003-08-08 |
3 | Lion Global Financial Limited | Rep | Advising on securities | 2003-10-21 | 2012-03-30 | Rep | Asset management | 2007-12-11 | 2014-06-18 | Rep | Dealing in securities | 2009-03-02 | 2014-06-18 |
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