Lau, Stella York Ying 劉若瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Advising on securities | 2005-12-13 | 2012-01-04 | Rep | Asset management | 2005-12-13 | 2012-08-14 | Rep | Dealing in securities | 2009-03-02 | 2012-08-14 |
| 2 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2005-12-01 | Rep | Asset management | 2005-12-01 |
| 3 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2012-09-26 | 2014-04-22 | Rep | Asset management | 2013-04-11 | 2014-04-22 |
| 4 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-14 | 2015-01-23 |
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