Ng, Tsz Ming (SFC:ALZ922) 吳子明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2005-07-13 | 2006-11-20 |
| 2 | Bright Fund Management Limited | Rep | Asset management | 2014-05-13 | 2021-02-19 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2013-02-26 | 2023-02-28 | Rep | Dealing in securities | 2013-02-26 | 2023-02-28 |
| 4 | Lion Global Financial Limited | Rep | Advising on securities | 2007-02-01 | 2012-03-30 | Rep | Asset management | 2007-06-04 | 2013-02-04 | Rep | Dealing in securities | 2009-03-03 | 2013-02-04 |
| 5 | Yunfeng Asset Management Limited | Rep | Asset management | 2023-11-10 | |
| 6 | Yunfeng Securities Limited | Rep | Advising on securities | 2023-04-28 | Rep | Dealing in securities | 2023-04-28 | 2023-11-29 | RO | Dealing in securities | 2023-11-29 |
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