Ng, Yuk Kwan (SFC:ALU547) 吳玉坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-25 | 2005-11-21 |
| 2 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2005-12-07 | 2011-05-01 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Asset management | 2006-01-19 | 2011-05-01 |
| 4 | PEGASUS FUND MANAGERS LIMITED | Rep | Dealing in securities | 2011-03-08 | 2011-05-01 |
| 5 | Lion Global Financial Limited | Rep | Advising on securities | 2011-05-16 | 2012-03-26 |
| 6 | Lion Global Financial Limited | Rep | Asset management | 2011-05-16 | 2012-06-25 |
| 7 | Lion Global Financial Limited | Rep | Dealing in securities | 2011-05-16 | 2012-06-25 |
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