Shek, Long Shan 石朗山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2014-06-17 | Rep | Asset management | 2014-06-17 | Rep | Dealing in securities | 2014-06-17 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2005-12-13 | 2012-01-04 | Rep | Asset management | 2005-12-13 | 2014-05-30 | Rep | Dealing in securities | 2009-03-03 | 2014-05-30 |
| 3 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2005-12-01 | Rep | Asset management | 2005-12-01 |
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