Shum, Wai Sze 沈慧施
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-12-18 | Rep | Asset management | 2003-12-18 | Rep | Advising on securities | 2005-06-21 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2005-07-15 | 2012-03-30 | Rep | Asset management | 2005-09-06 | 2012-03-30 | Rep | Dealing in securities | 2009-03-02 | 2012-03-30 | Rep | Asset management | 2015-06-04 | 2016-08-05 |
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