Shung, Yim Sheung 宋艷嫦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WealthTac Global Asset Management Limited | Rep | Advising on securities | 2023-06-12 | |
| 2 | WealthTac Global Asset Management Limited | Rep | Asset management | 2023-06-12 | |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2009-04-06 | 2011-10-03 |
| 4 | Lion Global Financial Limited | Rep | Dealing in securities | 2009-04-06 | 2011-10-03 |
| 5 | Lion Global Financial Limited | Rep | Asset management | 2009-11-16 | 2011-10-03 |
| 6 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2011-11-02 | 2023-03-31 |
| 7 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2011-11-02 | 2023-03-31 |
| 8 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2011-11-02 | 2023-03-31 |
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