Sin, Connie Hong Yee 冼康怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-12-18 | Rep | Asset management | 2003-12-18 | Rep | Advising on securities | 2004-10-25 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2009-05-06 | 2010-07-02 |
| 3 | Lion Global Financial Limited | Rep | Dealing in securities | 2010-08-03 | 2013-05-31 | Rep | Advising on securities | 2010-09-29 | 2011-07-27 | Rep | Asset management | 2010-09-29 | 2013-06-26 | RO | Asset management | 2013-06-26 | 2016-02-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2024-02-05 | Rep | Dealing in securities | 2024-02-05 |
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