Tam, Daphne Ka Yee 譚家怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Lion Global Financial Limited | Rep | Advising on securities | 2003-07-07 | 2012-03-30 | Rep | Asset management | 2007-12-07 | 2016-01-20 | Rep | Dealing in securities | 2009-03-03 | 2015-03-31 |
2 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | 2003-07-04 | Rep | Advising on securities | 2003-07-04 |
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