Wai, Moon Tong 衛滿堂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2017-02-07 | 2017-03-07 | Rep | Asset management | 2017-02-07 | 2017-03-07 | RO | Advising on securities | 2017-03-07 | 2019-01-16 | RO | Asset management | 2017-03-07 | 2019-01-16 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2013-02-26 | 2013-08-18 | Rep | Dealing in securities | 2013-02-26 | 2013-08-18 |
| 3 | EVIDENT PLATFORM SERVICES LIMITED | RO | Dealing in securities | 2023-12-21 | |
| 4 | Lion Global Financial Limited | Rep | Advising on securities | 2007-04-24 | 2012-03-20 | Rep | Asset management | 2008-03-14 | 2013-02-04 | Rep | Dealing in securities | 2009-03-02 | 2013-02-04 |
| 5 | Phoenician Limited (HK) | Rep | Advising on securities | 2016-08-09 | 2016-08-23 | Rep | Asset management | 2016-08-09 | 2016-08-23 | RO | Advising on securities | 2016-08-23 | 2016-11-30 | RO | Asset management | 2016-08-23 | 2016-11-30 |
| 6 | Regan International Asset Management Limited | Rep | Advising on securities | 2019-01-18 | 2019-02-19 | Rep | Asset management | 2019-01-18 | 2019-02-19 | RO | Advising on securities | 2019-02-19 | 2022-11-22 | RO | Asset management | 2019-02-19 | 2022-11-22 |
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