Tam, Chung Him 談仲騫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB WING LUNG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-07-28 | 2016-05-27 | RO | Asset management | 2016-05-27 | 2016-12-01 |
| 2 | CNCBI Asset Management Limited | RO | Advising on securities | 2018-10-16 | 2021-07-24 | RO | Asset management | 2018-10-16 | 2021-07-24 | Rep | Dealing in securities | 2020-10-16 | 2021-07-24 |
| 3 | Nomura Asset Management Hong Kong Limited | Rep | Asset management | 2008-06-16 | 2015-07-01 |
| 4 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2021-11-09 | 2021-12-20 | Rep | Asset management | 2021-11-09 | 2021-12-20 | RO | Advising on securities | 2021-12-20 | 2022-09-09 | RO | Asset management | 2021-12-20 | 2022-09-09 |
| 5 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2021-11-09 | 2022-09-09 |
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