Asano, Shin 淺野真
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-08-01 | 2010-02-19 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-01 | 2011-08-24 | Rep | Dealing in securities | 2006-08-01 | 2011-08-24 | Rep | Advising on securities | 2009-03-09 | 2011-08-24 | RO | Advising on securities | 2011-08-24 | 2012-12-10 | RO | Dealing in futures contracts | 2011-08-24 | 2012-12-10 | RO | Dealing in securities | 2011-08-24 | 2012-12-10 |
| 3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2011-08-24 | RO | Dealing in futures contracts | 2011-08-24 | 2012-12-10 |
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