Bastit, Arnaud Marie Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-04 | 2008-08-17 | Rep | Dealing in securities | 2008-08-04 | 2008-08-17 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-19 | 2011-02-24 | Rep | Dealing in securities | 2010-07-19 | 2011-02-24 | RO | Dealing in futures contracts | 2011-02-24 | 2012-01-09 | RO | Dealing in securities | 2011-02-24 | 2012-01-09 |
3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-19 | 2011-02-24 | Rep | Dealing in securities | 2010-07-19 | 2011-02-24 | RO | Dealing in futures contracts | 2011-02-24 | 2012-01-09 | RO | Dealing in securities | 2011-02-24 | 2012-01-09 |
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