Chan, Marcella Man Wai 陳敏慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2017-05-05 | 2017-05-17 | Rep | Advising on securities | 2017-05-05 | 2017-05-17 | Rep | Dealing in securities | 2017-05-05 | 2017-05-17 | RO | Advising on corporate finance | 2017-05-17 | 2019-08-05 | RO | Advising on securities | 2017-05-17 | 2019-08-05 | RO | Dealing in securities | 2017-05-17 | 2019-08-05 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-12 | 2006-06-17 |
| 3 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-08 | 2007-06-26 | Rep | Advising on securities | 2006-09-13 | 2007-06-26 | Rep | Dealing in securities | 2006-09-13 | 2007-06-26 | RO | Advising on corporate finance | 2007-06-26 | 2011-05-29 | RO | Advising on securities | 2007-06-26 | 2011-05-29 | RO | Dealing in securities | 2007-06-26 | 2011-05-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-06-02 | 2011-08-02 | Rep | Advising on securities | 2011-06-02 | 2011-08-02 | Rep | Dealing in securities | 2011-06-02 | 2011-08-02 | RO | Advising on corporate finance | 2011-08-02 | 2012-09-21 | RO | Advising on securities | 2011-08-02 | 2012-09-21 | RO | Dealing in securities | 2011-08-02 | 2012-09-21 | Rep | Advising on corporate finance | 2019-11-27 | 2020-02-07 | Rep | Advising on securities | 2019-11-27 | 2020-02-07 | Rep | Dealing in securities | 2019-11-27 | 2020-02-07 | RO | Advising on corporate finance | 2020-02-07 | RO | Advising on securities | 2020-02-07 | RO | Dealing in securities | 2020-02-07 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-01-07 | 2013-03-25 | Rep | Advising on securities | 2013-01-07 | 2013-03-25 | Rep | Dealing in securities | 2013-01-07 | 2013-03-25 | RO | Advising on corporate finance | 2013-03-25 | 2017-04-28 | RO | Advising on securities | 2013-03-25 | 2017-04-28 | RO | Dealing in securities | 2013-03-25 | 2017-04-28 |
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