Go, Yoshinori 鄉喜順
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-08-10 | 2004-09-01 | RO | Dealing in futures contracts | 2004-09-01 | 2008-04-18 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-08-10 | 2004-09-01 | Rep | Advising on futures contracts | 2004-08-10 | 2004-09-01 | Rep | Advising on securities | 2004-08-10 | 2004-09-01 | Rep | Dealing in futures contracts | 2004-08-10 | 2004-09-01 | Rep | Dealing in securities | 2004-08-10 | 2004-09-01 | RO | Advising on corporate finance | 2004-09-01 | 2012-10-08 | RO | Advising on futures contracts | 2004-09-01 | 2012-10-08 | RO | Advising on securities | 2004-09-01 | 2012-10-08 | RO | Dealing in futures contracts | 2004-09-01 | 2012-10-08 | RO | Dealing in securities | 2004-09-01 | 2012-10-08 |
| 3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-10 | 2004-09-01 | RO | Dealing in securities | 2004-09-01 | 2008-04-18 |
| 4 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | RO | Advising on securities | 2013-05-07 | 2015-06-25 | RO | Dealing in futures contracts | 2013-05-07 | 2015-06-25 | RO | Dealing in securities | 2013-05-07 | 2015-06-25 | RO | Advising on securities | 2016-06-01 | 2022-03-15 | RO | Dealing in futures contracts | 2016-06-01 | 2022-03-15 | RO | Dealing in securities | 2016-06-01 | 2022-03-15 |
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