Rajpal, Jai
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-22 | 2011-03-15 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-22 | 2011-03-15 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-22 | 2011-03-15 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-04-22 | 2013-06-01 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2011-03-15 | 2012-10-24 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2011-03-15 | 2012-10-24 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2011-03-15 | 2012-10-24 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-24 | 2014-03-21 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-24 | 2014-03-21 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-24 | 2014-03-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy