Yang, Zhizhong (SFC:ACO050) 楊志中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ares Management Asia (Hong Kong) Limited | Rep | Advising on securities | 2019-11-27 | Rep | Dealing in securities | 2019-11-27 | Rep | Asset management | 2019-12-19 |
| 2 | ASIAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-05 | 2018-03-13 | RO | Advising on corporate finance | 2018-03-13 | 2019-11-06 | RO | Advising on securities | 2018-07-26 | 2019-11-06 | RO | Dealing in securities | 2018-07-26 | 2019-11-06 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2004-09-15 | 2005-10-05 | Rep | Advising on securities | 2004-09-15 | 2008-09-29 | RO | Advising on corporate finance | 2005-10-05 | 2008-09-29 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on corporate finance | 2004-08-27 | Rep | Dealing in securities | 2004-08-27 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-07-07 | Rep | Advising on securities | 2008-10-10 | 2009-07-07 | RO | Advising on securities | 2009-07-07 | 2009-12-18 | RO | Dealing in securities | 2009-07-07 | 2009-12-18 | RO | Advising on corporate finance | 2009-07-07 | 2017-05-24 | Rep | Advising on securities | 2009-12-18 | 2017-05-24 | Rep | Dealing in securities | 2009-12-18 | 2017-05-24 |
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