Yang, Zhizhong (SFC:ACO050) 楊志中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | |
2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-02-11 | |
3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-08-27 | |
4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-08-27 | |
5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2004-09-15 | 2005-10-05 |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-09-15 | 2008-09-29 |
7 | LEHMAN BROTHERS ASIA LIMITED | RO | Advising on corporate finance | 2005-10-05 | 2008-09-29 |
8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-07-07 |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2009-07-07 |
10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2009-07-07 | 2009-12-18 |
11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in securities | 2009-07-07 | 2009-12-18 |
12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2009-07-07 | 2017-05-24 |
13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-18 | 2017-05-24 |
14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-18 | 2017-05-24 |
15 | ASIAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-05 | 2018-03-13 |
16 | ASIAN CAPITAL LIMITED | RO | Advising on corporate finance | 2018-03-13 | 2019-11-06 |
17 | ASIAN CAPITAL LIMITED | RO | Advising on securities | 2018-07-26 | 2019-11-06 |
18 | ASIAN CAPITAL LIMITED | RO | Dealing in securities | 2018-07-26 | 2019-11-06 |
19 | Ares Management Asia (Hong Kong) Limited | Rep | Advising on securities | 2019-11-27 | |
20 | Ares Management Asia (Hong Kong) Limited | Rep | Dealing in securities | 2019-11-27 | |
21 | Ares Management Asia (Hong Kong) Limited | Rep | Asset management | 2019-12-19 |
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