Arora, Gaurav (SFC:APA737)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2007-06-05 2008-09-29
Rep Dealing in securities 2007-06-05 2008-09-29
2 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2012-08-31 2013-01-07
3 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-01-12 2010-02-19
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-10 2012-06-28
Rep Dealing in securities 2008-10-10 2012-06-28
5 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-01-12 2012-06-28
Rep Dealing in futures contracts 2010-02-04 2012-06-28

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