Beresford, Paul Richard

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 INSTINET PACIFIC LIMITED Rep Advising on securities 2012-12-10 2015-10-23
Rep Automated trading services 2012-12-10 2015-10-23
Rep Dealing in securities 2012-12-10 2015-10-23
RO Advising on securities 2015-10-23 2016-07-31
RO Automated trading services 2015-10-23 2016-07-31
RO Dealing in securities 2015-10-23 2016-07-31
Rep Advising on securities 2019-09-02 2019-10-31
Rep Dealing in securities 2019-09-02 2019-10-31
Rep Automated trading services 2019-09-24 2019-10-31
RO Advising on securities 2019-10-31
RO Automated trading services 2019-10-31
RO Dealing in securities 2019-10-31
2 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2006-03-20 2008-09-29
3 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-09-30 2010-02-19
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-10-10 2012-12-09
Rep Dealing in futures contracts 2009-09-30 2012-12-09
Rep Advising on securities 2016-08-01 2017-03-21
Rep Dealing in securities 2016-08-01 2017-03-21
Rep Advising on futures contracts 2016-09-01 2017-03-21
Rep Dealing in futures contracts 2016-09-01 2017-03-21
RO Advising on futures contracts 2017-03-21 2019-09-01
RO Advising on securities 2017-03-21 2019-09-01
RO Dealing in futures contracts 2017-03-21 2019-09-01
RO Dealing in securities 2017-03-21 2019-09-01
5 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-02-04 2012-12-09

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top