Bhattal, Jasjit Singh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA HOLDINGS LIMITED | RO | Advising on corporate finance | 2003-08-31 | RO | Advising on securities | 2003-08-31 | RO | Asset management | 2003-08-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | RO | Asset management | 2003-09-03 | RO | Advising on corporate finance | 2008-09-29 | RO | Advising on securities | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-11-27 | 2012-01-11 | Rep | Advising on securities | 2008-11-27 | 2012-01-11 |
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