Burns, John Patrick (SFC:ATG678)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-02-19 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 2009-07-02 | 2017-11-23 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 2010-02-04 | 2013-04-23 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2017-11-23 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 2011-08-19 | 2013-04-23 | CLSA LIMITED | Rep | 2018-02-06 | 2022-06-28 | Macquarie Asia Securities Limited | Rep | 2022-09-19 | 2023-12-29 | MACQUARIE CAPITAL LIMITED | Rep | 2022-09-19 | 2022-09-19 | Macquarie Asia Securities Limited | RO | 2023-12-29 |
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