Burns, John Patrick (SFC:ATG678)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Macquarie Asia Securities Limited | RO | Dealing in securities | 2023-12-29 | |
2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-02-19 |
3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-19 | 2013-04-23 |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2017-11-23 |
6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2017-11-23 |
7 | CLSA LIMITED | Rep | Dealing in securities | 2018-02-06 | 2022-06-28 |
8 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2022-09-19 | 2022-09-19 |
9 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2022-09-19 | 2023-12-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy