Chan, Thomas Chin Tao 陳展濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2013-11-04 | 2023-04-17 | Rep | Advising on securities | 2019-12-16 | 2023-04-17 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-03-17 | 2009-04-01 | Rep | Advising on securities | 2008-03-17 | 2009-04-01 | Rep | Advising on futures contracts | 2009-08-17 | 2012-02-17 | Rep | Advising on securities | 2009-08-17 | 2013-09-11 |
| 3 | Protium Capital Limited | Rep | Advising on securities | 2023-11-22 | Rep | Asset management | 2023-11-22 |
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