Chan, Ka Wang Karen 陳嘉詠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-07-02 | 2014-07-30 | Rep | Advising on securities | 2013-07-02 | 2014-07-30 | Rep | Dealing in securities | 2013-07-02 | 2014-07-30 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-06-13 | 2010-08-21 | Rep | Dealing in securities | 2007-06-13 | 2010-08-21 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-13 | 2010-08-21 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-09-10 | 2013-03-08 | Rep | Advising on securities | 2010-09-10 | 2013-03-08 | Rep | Dealing in securities | 2010-09-10 | 2013-03-08 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2005-03-10 | Rep | Advising on corporate finance | 2004-10-06 | 2005-03-10 | Rep | Advising on securities | 2004-10-06 | 2005-03-10 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-03-15 | 2007-04-28 | Rep | Dealing in securities | 2005-03-15 | 2007-04-28 |
| 7 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-04-29 | 2016-10-10 | Rep | Dealing in securities | 2015-04-29 | 2016-10-10 |
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