Chan, Ka Ying (SFC:AQM051) 陳嘉盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EVOLUTION ASIA INVESTMENTS LIMITED | Rep | Dealing in securities | 2008-03-18 | 2008-12-04 | Rep | Advising on securities | 2008-08-18 | 2008-12-04 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-03-14 | 2010-02-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-02-25 | Rep | Dealing in futures contracts | 2009-03-14 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
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