Chan, Wai Chung (SFC:ANZ625) 陳慧聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2014-08-22 | 2019-08-01 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-09-23 | 2020-02-24 |
3 | INNOVATION ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2021-04-12 | Rep | Asset management | 2021-05-14 |
4 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-04-12 | |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2006-09-20 | 2013-09-11 | Rep | Advising on securities | 2006-09-20 | 2013-09-11 |
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