Chen, Chengze
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2013-07-24 | 2014-08-19 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-14 | 2008-09-29 | Rep | Dealing in securities | 2007-08-14 | 2008-09-29 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2014-10-20 | 2016-07-18 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2013-01-29 | Rep | Dealing in securities | 2008-10-10 | 2013-01-29 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2012-08-25 | Rep | Dealing in futures contracts | 2010-02-04 | 2012-08-25 |
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