Chen, Chien Hua (SFC:ARJ090) 陳建華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Blue Box Asset Management Limited | RO | Advising on securities | 2023-11-29 | RO | Asset management | 2023-11-29 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-07-31 | 2008-09-29 | Rep | Dealing in securities | 2008-07-31 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-11-10 | 2018-11-26 | Rep | Dealing in securities | 2008-11-10 | 2018-11-26 |
| 4 | SUBSTANCE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-04-19 | 2022-04-30 | RO | Asset management | 2022-04-19 | 2022-04-30 |
| 5 | Substance Capital (HK) Limited | Rep | Advising on securities | 2019-04-02 | 2020-04-23 | Rep | Dealing in securities | 2019-04-02 | 2020-04-23 | Rep | Asset management | 2019-04-24 | 2020-04-23 | RO | Dealing in securities | 2020-04-23 | 2021-07-07 | RO | Advising on securities | 2020-04-23 | 2022-04-30 | RO | Asset management | 2020-04-23 | 2022-04-30 |
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