Chen, Yi-chin 陳怡青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2017-11-13 | 2017-11-24 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2017-11-13 | 2017-11-24 |
| 3 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2020-06-18 | |
| 4 | Wisdom Asset Management Limited (HK) | Rep | Asset management | 2020-06-18 | |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-11-13 | 2017-11-24 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-01 | 2011-10-22 |
| 7 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2017-11-13 | 2017-11-24 |
| 8 | Wisdom Asset Management Limited (HK) | Rep | Dealing in securities | 2020-06-18 |
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