Chong, Kenny 莊嘉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-05 | 2020-12-04 | RO | Dealing in futures contracts | 2020-12-04 | 2021-08-20 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-01-05 | 2020-12-04 | Rep | Advising on securities | 2016-09-29 | 2021-08-20 | RO | Dealing in securities | 2020-12-04 | 2021-08-20 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-20 | 2008-09-29 | Rep | Dealing in securities | 2007-04-20 | 2008-09-29 |
| 4 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-20 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-04-20 | 2008-09-29 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2015-12-01 | Rep | Dealing in securities | 2008-10-10 | 2015-12-01 |
| 8 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2013-04-23 | Rep | Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| 9 | Privium Fund Management (HK) Limited | Rep | Asset management | 2021-12-17 | 2022-10-19 |
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