Coates, Michael Stuart
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asymmetric Advisors Limited (HK) | RO | Advising on securities | 2018-07-20 | RO | Dealing in securities | 2018-07-20 |
| 2 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2008-02-18 | 2008-09-22 |
| 3 | Kriya Capital Limited | Rep | Asset management | 2013-02-01 | 2018-08-22 | RO | Asset management | 2022-06-20 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-03 | 2012-07-19 | Rep | Dealing in futures contracts | 2012-01-16 | 2012-07-19 |
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