Davenport, Paul Samuel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2007-06-24 | Rep | Dealing in securities | 2007-06-18 | 2007-06-24 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-14 | 2013-09-03 | Rep | Advising on corporate finance | 2012-03-14 | 2013-09-03 |
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