Deng, Xi (SFC:ARD381) 鄧晞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-08-26 | 2016-12-02 | RO | Dealing in securities | 2016-12-02 | 2017-06-02 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-06-02 | 2008-06-07 | Rep | Dealing in securities | 2008-06-02 | 2008-06-07 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-20 | 2010-08-09 | Rep | Dealing in securities | 2010-08-06 | 2014-05-31 |
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