Gierhake, Ortwin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cowen and Company (Asia) Limited | RO | Dealing in futures contracts | 2019-05-17 | 2023-12-01 | RO | Dealing in securities | 2019-05-17 | 2023-12-01 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-30 | 2018-04-10 | Rep | Dealing in securities | 2010-08-30 | 2018-04-10 | Rep | Dealing in futures contracts | 2012-05-04 | 2018-04-10 | Rep | Advising on corporate finance | 2014-07-18 | 2018-04-10 |
| 3 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2023-12-13 | 2024-02-19 | Rep | Dealing in securities | 2023-12-13 | 2024-02-19 | RO | Dealing in futures contracts | 2024-02-19 | RO | Dealing in securities | 2024-02-19 |
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