Ho, Wai Kin (SFC:ADU753) 何偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2012-01-18 | 2012-06-04 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-09-10 | 2013-05-23 | RO | Advising on corporate finance | 2013-05-23 | 2015-12-10 |
| 3 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2016-01-19 | 2016-03-22 | RO | Advising on corporate finance | 2016-03-22 | Rep | Advising on securities | 2016-08-12 | 2020-04-07 | Rep | Dealing in securities | 2016-08-12 | 2020-04-07 | RO | Advising on securities | 2020-04-07 | RO | Dealing in securities | 2020-04-07 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-24 | Rep | Advising on corporate finance | 2011-09-15 | Rep | Advising on securities | 2011-09-15 | Rep | Dealing in securities | 2011-09-15 |
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