Hora, Neeraj
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-08-11 | 2008-10-02 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-08-11 | 2008-10-02 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-02-12 | 2011-12-31 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-02-12 | 2011-12-31 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-30 | 2011-12-31 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2013-06-17 | |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2013-06-17 | |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-17 |
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